§ 1.4 Module 1 — The Station in One Picture
Installed capacity is what the nameplates add up to. Firm capacity is what the station can still do on the day one of them is on the back of a truck.
By the end of this lesson
A pump station is sized against a flow it will see for a few hours a year, with one of its pumps missing. Both halves of that sentence are this lesson. The flow is not the average, and the capacity is not the sum of the nameplates — and an engineer who quotes either of those two comfortable numbers has described a station that does not exist.
Where these numbers come from
The peaking factor most North American engineers reach for first was published in 1918. W. G. Harmon, forecasting dry-weather sewage flows for Toledo, Ohio, gave PF = 1 + 14/(4 + √P) with P the tributary population in thousands, in a short note in Engineering News-Record. Harold E. Babbitt, professor of sanitary engineering at the University of Illinois, put a competing fit — PF = 5/P0.2 — into his textbook Sewerage and Sewage Treatment (Wiley, first edition 1922), and the two have coexisted in practice ever since. Neither was derived from anything. Both were fitted to gauged flows from a handful of cities, in an era before a continuous flow meter was something a small utility owned. Neither, note, is the Ten State Standards' own peaking curve: the standard prints a figure rather than a formula — its Figure 1, peak-to-average ratio against tributary population — and Harmon and Babbitt are what practice reaches for when it wants something it can put in a spreadsheet.
The redundancy rule is institutional rather than physical. The Recommended Standards for Wastewater Facilities — issued by the Great Lakes–Upper Mississippi River Board of State and Provincial Public Health and Environmental Managers, ten states plus Ontario, which is why everyone calls them the Ten State Standards — asks one thing of a pump set: with any unit out of service, the units left must still handle the design peak hourly flow. That is a judgement about how often pumps fail and how bad a sewage overflow is, adopted into many state codes as of the 2014 edition. It is not a law of hydraulics, and this lesson is careful about which of the two it is quoting.
A station has one inflow and four numbers for it. Keeping them apart is most of the discipline in this part of the subject, because three of the four are routinely quoted as though they were the fourth.
Take a subdivision of 4,800 people with no industry and a separate sewer system. The Ten State Standards' familiar basis is 100 US gallons per capita per day; that is 379 L, and we will use 380 L/person/day so the arithmetic stays checkable by hand. Read what the standard actually says about that figure, because it is usually quoted as half of itself: the 100 gpcd is to be used in conjunction with a peaking factor from its Figure 1, and it is the two together that are intended to cover normal infiltration in a system built with modern construction techniques — with an additional allowance where conditions are unfavourable. The per-capita figure alone covers nobody's groundwater. Then 4,800 × 380 = 1,824,000 L/day = 1,824 m³/day, and dividing by the 86,400 seconds in a day gives an average day flow of 21.1 L/s (0.48 MGD). Nothing in the station is sized on that number.
The peaking factor converts it into one that sizes something. Harmon, with P = 4.8 thousand: PF = 1 + 14/(4 + 2.191) = 3.26, so the design peak hour flow is 21.1 × 3.26 = 68.9 L/s (1,090 gpm, 1.57 MGD). Babbitt returns 3.65 for the same population and so 77.1 L/s, twelve per cent higher. Both formulas agree about the structure of the thing: small populations peak hard. At 100,000 people Harmon returns exactly 2.0, because √100 = 10 and 14/14 = 1. At 200 people Harmon returns 4.15 and Babbitt 6.90 — 66% apart, and the disagreement is not symmetrical. Babbitt printed a range with his fit: not below 1,000 people and not above 1,000,000 (Sewerage and Sewage Treatment, 1922, p. 36). At 200 people his formula is being read well outside the range its own author allowed, which is why 6.90 should be treated as an artefact rather than a second opinion. Harmon states no range at all, which is not the same as being valid everywhere. Inside Babbitt's range the two are closer and still not close: at 1,000 people, 3.80 against 5.00. Where a flow record exists, the record wins; where it does not, say in the calculation which formula you used and what it gave, because the reviewer will check.
Two things are still missing from 68.9 L/s, and both are collection-system questions this course takes as given. What the peaked figure covers, on the standard's own terms, is normal infiltration. What it does not cover is inflow — roof leaders plumbed into the sanitary sewer, yard drains, a manhole cover under water — or infiltration beyond normal in an old system with tributary development already in the ground. Those are added to the peaked flow rather than multiplied by the peaking factor, because groundwater seeping through a cracked joint does not keep a diurnal schedule, and because a per-capita rate that has already been peaked cannot be asked to peak a second time. The standard expects that allowance to be evaluated where conditions are unfavourable, not assumed away. And the population is the one at the end of the design life, not today's: a station commissioned for 4,800 people in a district zoned for 9,000 has been designed for the wrong decade.
Installed capacity is the sum of the nameplates. Firm capacity is what the station can still deliver with its largest unit out of service. Only the second number means anything, because the largest unit is precisely what a burnt winding, a rag ball across the impeller, a seal rebuild or a scheduled inspection takes away. There is no version of the asset's thirty-year life in which one pump is never out; designing as though there were is the failure this whole rule exists to prevent, and the way it presents itself is a manhole lid lifting three streets upstream.
The Ten State Standards asks one thing of the pump set, and it asks it of every station regardless of how many units there are: with any unit out of service, the remaining units must have capacity to handle the design peak hourly flow. There is no separate clause for a duplex. The single rule is what forces each of a duplex's two pumps to carry the whole peak alone — remove one of two and one is left — and the one thing the standard does add for a two-unit station is that the two units be of the same size, which stops a designer from meeting the letter of the rule with one real pump and one token. Potable practice asks the same question with a different flow: maximum day demand plus the fire flow the local fire authority requires, with the largest pump out. The hydraulics is identical. The flow is a fire-protection decision and comes from outside the hydraulics.
| Units installed | Duty units | Each unit | Unit for 68.9 L/s | Installed | Installed / firm | Velocity, one unit running |
|---|---|---|---|---|---|---|
| 2 (duplex) | 1 | 1.00 × peak | 68.9 L/s | 137.7 L/s | 2.00 | 1.40 m/s |
| 3 (triplex) | 2 | 0.50 × peak | 34.4 L/s | 103.3 L/s | 1.50 | 0.70 m/s |
| 4 | 3 | 0.33 × peak | 23.0 L/s | 91.8 L/s | 1.33 | 0.47 m/s |
| 5 | 4 | 0.25 × peak | 17.2 L/s | 86.1 L/s | 1.25 | 0.35 m/s |
The premium in the sixth column is n/(n−1) and nothing else — an identity, not an estimate. A duplex buys twice the capacity it can promise; a five-unit station pays 25% over. That is the argument for many small units, and it is why large stations have five or six of them. Against it: each unit is smaller, so the shared main runs slower when only one is going, which the last column makes plain; more units means more control complexity and more starts to distribute; and, as the next section shows, the arithmetic that makes the small units look free is not true.
Interactive 3D instrument
Firm capacity — what is left when the largest unit is out
A 3D instrument you drive yourself, one variable at a time. It needs JavaScript and WebGL, so it is not shown in this static copy of the page.
The Harmon peaking factor is 1 + 14/(4 + √P) with P in thousands.
People quote it as "about 2 for a decent-sized town", which is loose enough to hide
that at P = 100 the expression is 1 + 14/(4 + 10) = 2.0 exactly.
Below 100,000 the factor is above 2, and it climbs steeply: at 10,000
people it is 2.94, at 1,000 it is 3.80. A designer who remembers "peaking factor
is about 2" and applies it to a 2,000-person lift station has undersized the peak
by nearly 40%.
Babbitt gives 5/P^0.2 and disagrees with Harmon by a wide margin at
small populations — 3.45 against Harmon's 3.80 at 1,000. Neither is "the" answer.
Never carry a peaking factor as a remembered number. Compute it from the served population, and for anything under about 20,000 people compute both Harmon and Babbitt and state which you used and why. For very small stations both formulas are extrapolations and metered data from a comparable station beats either.
The duplex is trivial to size and expensive to buy. Each pump must move the whole 68.9 L/s, so we specify two at 70 L/s: firm capacity 70 L/s, installed 140 L/s, and 1.1 L/s of margin over the design peak. The triplex looks obviously better. Three units at 34.4 L/s give an arithmetic firm capacity of 68.9 L/s for 103 L/s installed — the same promise for a quarter less pump.
Now give the station its pipe: 18 m of static lift, and 900 m of 250 mm ductile iron carrying a check valve, an isolation valve, two elbows and a discharge into the receiving structure. A unit rated 34.4 L/s on that system is honest — running alone it delivers 34.4 L/s. Two of them together deliver 53.5 L/s, not 68.9: one and a half times a single unit, and 78% of the arithmetic firm capacity. Nothing is broken. Parallel pumps add flow at equal head, and on a system curve that rises with the square of flow, more flow costs more head — so the second unit climbs the curve instead of extending it. How far short it lands depends on how steep the pump curve is: the 53.5 L/s above is for a shutoff head 35% above the duty head, an ordinary radial curve, and across the steepnesses in common use two units land between 1.4 and 1.7 times one — never at 2. §7.3 does this properly, with the curves drawn.
Size the triplex against that result instead of against division, and each unit needs 48.8 L/s rather than 34.4 — 42% bigger — for 146 L/s installed. The duplex specified two paragraphs up installs 140 L/s. On a main with real friction the saving from splitting the duty can be negative, and the engineer who promised a cheaper station on the strength of the (n−1) arithmetic now owns the difference.
population 4 800 people
average day 4800 × 380 L/d ÷ 86 400 s = 21.11 L/s
Harmon PF 1 + 14/(4 + √4.8) = 3.261
design peak 21.11 × 3.261 = 68.85 L/s (1 090 gpm)
duplex 2 × 70.0 L/s firm 70.0 L/s installed 140.0 L/s
triplex 3 × 34.4 L/s firm 68.9 L/s installed 103.3 L/s ← on paper
same triplex on 900 m of 250 mm main, 18 m static lift:
two units running together = 53.5 L/s ← 22% short
unit needed so that two make 68.85 L/s = 48.8 L/s
triplex installed, sized honestly = 146.5 L/s ← above the duplex
Every figure computed through src/core/hydraulics.js; the parallel results are operating points of two identical units on one system curve, not multiples.
Splitting the duty has a second consequence a sanitary designer has to check before signing anything. The duplex's single pump puts 1.40 m/s through the 250 mm main, above the 1.05 m/s (3.4 ft/s) that practice commonly asks for to scour settled solids — the figure US sources quote as 3.5 ft/s, which is 1.07 m/s, so treat the pair as near equivalents and not as one number; this course uses the rounded 1.05 m/s throughout, as §1.3 set it. The triplex's single unit puts 0.70 m/s through the same pipe, and one unit of a four-unit set only 0.47 m/s — under the 0.6 m/s (2 ft/s) that Ten State Standards asks be maintained. Read the condition before calling that a failure, though: the standard asks for it at the design pumping rate, and at the design rate the main is carrying the whole 68.9 L/s at 1.40 m/s whichever set is delivering it — three units of 23 L/s move the same water as one of 69. So splitting the duty does not breach the velocity rule. What it does is leave the main below scouring velocity for most of the day, when a single small unit is cycling against the night and shoulder flows, and the solids that settle there are still there when the peak arrives. That is why designers stagger pump sizes, or bring a second unit on for a flushing cycle, rather than accept the slowest condition as normal. §1.3 introduced self-cleansing velocity; this is the first place it constrains a decision that looked purely economic.
Firm capacity is a better number than installed capacity and it is still an optimistic one. It removes exactly one pump and assumes everything else in the station is perfect. Five things it does not remove:
Which is why the standards ask for more than pumps: provision for emergency operation — standby power, a second feed, or storage — and alarms that tell somebody before the manhole does. Storage is the honest backstop. A station that is short of firm capacity for two hours a year needs volume, not another pump, and volume is cheap while the excavator is still on site and ruinous to retrofit. That trade is §8.6.
Notice what this lesson did, and did not, do. It computed one head without explaining it: the 53.5 L/s in §1.4.3 is a pump curve crossing a system curve, that crossing sits at about 22.8 m of total head, and both curves are Module 7's subject — taken here on trust, because the only thing you needed from them was the sign of the error in the arithmetic. What this lesson never did was prove a capacity. The design peak is a demand, firm capacity is a claim about meeting it, and neither is proved until a pump curve crosses a system curve at the flow you promised, at the wet well level you promised it, on the pipe you will actually have in year thirty. Module 2 assembles the head, Modules 3 and 4 the losses, Module 5 the profile that displays them, Module 7 the crossing. Carry these two numbers forward, because they are the first two a reviewer asks for: the design peak flow, and the firm capacity with the largest unit out.
Check your understanding
Check your understanding
3 auto-graded questions with an explanation for every wrong answer. Requires JavaScript. (m1-l4-q1)
Lab 1.4
Design peak flow, and the unit that carries it
Write the two functions a capacity summary starts with. designPeakLps(population, litresPerCapitaDay) — return the design peak hour flow in L/s. Average day flow in L/s is population × litresPerCapitaDay / 86400 ; multiply it by the Harmon peaking factor 1 + 14/(4 + √P) , where P is the population in THOUSANDS . Getting that one detail wrong is the classic error and the tests are built to catch it. unitSizeLps(peakLps, unitsInstalled) — return the rating each identical unit needs so that the station still meets peakLps with the largest unit out of service. Use the arithmetic definition of firm capacity, in which parallel flows add; §7.3 corrects it. SECONDS_PER_DAY is defined for you. Graded in the browser against 6 assertions; the editor and harness require JavaScript.
What the specifications say, and what the browsers actually do, are two different documents. These are the divergences that cost production teams their weekends.
A station with three pumps each rated 50 L/s is not a 150 L/s station. With the largest unit out of service — the standard reliability criterion — it is a 100 L/s station, and even that overstates it, because two pumps running in parallel on the same force main do not deliver twice one pump's flow. The system curve rises as flow increases, so the two-pump operating point sits well below 2 × Q₁, often at 1.3–1.6 × Q₁.
So the honest firm capacity of that station might be near 65 L/s, not 150. That is a factor of more than two between the number on the nameplate sum and the number you can defend to a reviewer.
State firm capacity as the intersection of the N−1 pump combination curve with the system curve, not as a sum of nameplate ratings. §7.3 does this properly; the arithmetic shortcut is always optimistic.
Head, Loss and Lift · Module 1, Lesson 4 — the two numbers a reviewer asks for first